James Reed Davis

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → 03/2019
  Woodbury Financial Services, Inc.
  Scottsdale, AZ
• 04/2019 → Present
  Mariner Wealth Advisors
  Scottsdale, AZ

Previous Registrations

• 2012-12-21 → 2019-04-04
  Woodbury Financial Services, Inc.
  Scottsdale, AZ
  Scottsdale, AZ
  Scottsdale, AZ
• 2008-10-09 → 2012-12-20
  Cetera Advisors Llc
  Phoenix, AZ
  Greenwood Village, CO

Other Businesses

Children in Need Foundation, Investment related: N, Phoenix, AZ, charitable foundation focused on supporting children's charities in the Phoenix area, Board Member, 07/01/2023, 3 hours per month, 0 hours during trading hours, serve as board member for foundation. Sunshine Trust, Inc, Investment related: Y, Knoxville, TN, family related investments, Board Member, 01/01/2025, 5 hours per month, 0 hours during trading hours. Non-variable Insurance - Providing different insurance services to clients.

Exams

• S66 Uniform Combined State Law Examination
  2008-10-06

Designations

• Certified Financial Planner