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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-01-24
  • IL RA
    APPROVED
    Since 2025-01-24

Branch Locations

Lake Forest, IL • United States

8755 West Higgins Road Suite 200, Chicago, IL 60631 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Derose Financial Planning Group C/O Lincoln Financial Advisors Chicago IL 12/2017 08/2018
Chicago College Of Osteopathic Medicine At Midwestern University Downers Grove IL 08/2017 11/2017
Advanced Dermatology Lincolnshire IL 08/2016 07/2017
Lincoln Financial Advisors Chicago IL 08/2018 01/2025
Osaic Wealth, Inc. Chicago IL 01/2025 Present
  • 12/2017 → 08/2018
    Derose Financial Planning Group C/O Lincoln Financial Advisors
    Chicago, IL
  • 08/2017 → 11/2017
    Chicago College Of Osteopathic Medicine At Midwestern University
    Downers Grove, IL
  • 08/2016 → 07/2017
    Advanced Dermatology
    Lincolnshire, IL
  • 08/2018 → 01/2025
    Lincoln Financial Advisors
    Chicago, IL
  • 01/2025 → Present
    Chicago, IL
Previous Registrations
  • 2019-03-13 → 2025-01-24
    Osaic Fa, Inc.
    Chicago, IL
Other Businesses

1. DEROSE FPG LLC - 8755 W. HIGGINS ROAD, SUITE 200, CHICAGO, IL 60631 CATEGORY: INSURANCE INVESTMENT RELATED: YES TITLE: AGENT DUTIES: SALE AND SERVICE OF HEALTH INSURANCE, COMMISSION-BASED GROUP BENEFITS, DISABILITY INSURANCE, FIXED ANNUITIES, INDEXED ANNUITIES, LONG-TERM CARE INSURANCE, SERVICE FEE-BASED GROUP BENEFITS, AND TRADITIONAL LIFE INSURANCE START DATE: 1/2/2023 HOURS PER MONTH: 80 HOURS PER MONTH DURING TRADING HOURS: 80 2. DEROSE 2024 DESCENDANTS TRUST CHECKING ACCOUNT POSITION: Irrevocable Gift Trust Checking NATURE: This is a Checking Account titled to a Gift Trust which has a personal residence in it. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/31/2024 ADDRESS: 1155 Kelmscott Way, Unit 204, Lake Forest IL 60045, United States DESCRIPTION: -Act as Trustee of the Gift Trust. -Pay bills/home expenses for the personal residence from this Checking Account. 3. DEROSE FPG LLC POSITION: Partner NATURE: Sole Proprietorship (I am not the Owner) INVESTMENT RELATED: Yes NUMBER OF HOURS: 500 SECURITIES TRADING HOURS: 500 START DATE: 01/02/2023 ADDRESS: 8755 W. Higgins Road, Suite 200, Chicago IL 60631, United States DESCRIPTION: -Advice/consultation on financial planning, insurance products, and investment products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-02
  • S66 Uniform Combined State Law Examination
    2019-03-02
Other Names
  • Nicholas Christopher Derose

View on SEC IAPD

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