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200 Central Avenue 15Th Floor, St. Petersburg, FL 33701 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-02-06 |
Branch Locations
200 Central Avenue 15Th Floor, St. Petersburg, FL 33701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Purshe Kaplan Sterling Investments | Albany | NY | 09/2013 | 01/2018 |
| Dynasty Securities, Llc | New York | NY | 01/2018 | Present |
| Dynasty Financial Partners, Llc | New York | NY | 02/2016 | 01/2018 |
| Dynasty Financial Partners, Llc | New York | NY | 02/2018 | Present |
1)DYNASTY FINANCIAL PARTNERS - RIA - 1350 AVENUE OF THE AMERICAS, 32ND FL, NEW YORK, NY 10019 - CHIEF OF STAFF - 7/2013 - 160 HRS/ MONTH - WORK WITH CEO TO MANAGE CALENDARS AND SCHEDULES. ARRANGES MEETINGS FOR VIP DAYS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 2008-08-29 |
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