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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-01 |
| MN | RA | APPROVED | 2019-04-30 |
Branch Locations
2521 1St Ave, Hibbing, MN 55746 • United States
4994 S Memorial Dr, Poplar, WI 54864 • United States
3 Thompson Rd, Esko, MN 55733 • United States
2822 Tower Ave, Superior, WI 54880 • United States
1314 E Superior St, Duluth, MN 55805 • United States
1127 Tower Ave, Superior, WI 54880 • United States
9245 E Main St, Solon Springs, WI 54873 • United States
4105 Richard Ave, Hermantown, MN 55811 • United States
1619 Woodland Ave, Duluth, MN 55803 • United States
1409 Hammond Ave, Superior, WI 54880 • United States
1421 E 7Th St, Monticello, MN 55362 • United States
36139 County Road 66, Crosslake, MN 56442 • United States
240 Jefferson Blvd, Big Lake, MN 55309 • United States
14540 Dellwood Drive, Baxter, MN 56425 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Securities | Minnetonka | MN | 11/2010 | 04/2019 |
| The Oak Ridge Financial Services Group, Inc. | Golden Valley | MN | 01/2008 | 04/2019 |
| Lpl Financial, Llc | Monticello | MN | 04/2019 | Present |
| Riverwood Bank | Monticello | MN | 04/2019 | Present |
1. 11/16/2023 - In Source - Non-Variable Insurance - Insurance Broker - Investment Related - At Reported Business Location(s) - Start Date 10/31/2023 - 20 Hours Per Month/ 15 Hours During Trading. 2. 10/17/2024 - NBC Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/17/2024 - 0 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-25 |
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