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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-08-26 |
| WI | RA | APPROVED | 2012-05-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 01/2010 | 06/2020 |
| Tjm Integrated Wealth Management | Grafton | WI | 06/2007 | 07/2021 |
| Equitable Advisors, Llc | New York | NY | 01/2010 | Present |
| Brookfield Christian Reformed Church | Brookfield | WI | 10/2021 | 10/2021 |
4/14 - T&C SERVICE ENTERPRISES - 885 Badger Circle Grafton WI, 53024 - 1 hrs month; 9/17 - Rental property - 13625 Waynescott Rd Brookfield, WI 53005 - 4 hrs month; OUTSIDE INSURANCE ACTIVITIES; Private Client Group LLC; Life settlements; Administrator or executor of an estate or trustee of a trust for a non-family or family member
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-05-21 |
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