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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-02 |
Branch Locations
2570 N First St Ste 200, San Jose, CA 95131 • United States
228 Hamilton Ave. 3Rd Floor, Palo Alto, CA 94301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 03/2014 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 03/2010 | Present |
1. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 03/10/2014 3. AQUA ELECTRONICS CO LTD, 2625 MIDDLEFIELD ROAD #438, PALO ALTO CA 94306, 08/2023, COO, INTERNATIONAL TRADE, NIR, 60 HR/MO, 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-28 |
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