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Eric Michael Wheeler

First And Main Financial

Piedmont, CA

CRD 5570782

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Employer firm

First And Main Financial CRD 121359

$165M regulatory AUM 10 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First And Main Financial

Piedmont, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-02-19
  • CA RA
    APPROVED
    Since 2016-02-19

Branch Locations

Piedmont, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Piedmont CA 04/2015 Present
  • 04/2015 → Present
    Self
    Piedmont, CA
Previous Registrations
Designations
  • Chartered Financial Analyst

View on SEC IAPD

More in Piedmont, CA

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