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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-08-31 |
Branch Locations
1295 State Street, Springfield, MA 01111 • United States
Cary, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Durham | NC | 07/2016 | 02/2017 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 02/2017 | Present |
| Mml Investors Services Llc | Cary | NC | 03/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 2011-01-27 |
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