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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-12-08
  • CA RA
    APPROVED
    Since 2021-12-08

Branch Locations

2500 S Grove Ave, Ontario, CA 91761 • United States

4240 E 4Th St, Ontario, CA 91764 • United States

350 W Colorado Blvd Ste 390 [Pn-Rbo], Pasadena, CA 91105 • United States

140 Hidden Valley Pkwy Ste G, Norco, CA 92860 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bank Rancho Cucamonga CA 01/2012 10/2018
U.S. Bancorp Investments, Inc. Rancho Cucamonga CA 07/2013 10/2018
Wells Fargo Bank Na Ontario CA 10/2018 Present
Wells Fargo Clearing Services Llc Ontario CA 11/2018 Present
  • 01/2012 → 10/2018
    U.S. Bank
    Rancho Cucamonga, CA
  • 07/2013 → 10/2018
    U.S. Bancorp Investments, Inc.
    Rancho Cucamonga, CA
  • 10/2018 → Present
    Wells Fargo Bank Na
    Ontario, CA
  • 11/2018 → Present
    Ontario, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-08
S63 Uniform Securities Agent State Law Examination 2010-08-20
  • S66 Uniform Combined State Law Examination
    2021-12-08
  • S63 Uniform Securities Agent State Law Examination
    2010-08-20
Other Names
  • Erica Elizabeth Jaimes
  • Erica Elizabeth Velazquez
  • Erica Holritz

View on SEC IAPD

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