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Steven Curran

Charles Schwab & Co., Inc.

Denver, CO

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-05-02
  • CO RA
    APPROVED
    Since 2025-05-02

Branch Locations

Denver, CO • United States

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Denver CO 01/2011 11/2016
Wells Fargo Clearing Services, Llc Denver CO 11/2016 04/2025
Charles Schwab & Co., Inc. Denver CO 04/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-01
  • S66 Uniform Combined State Law Examination
    2005-09-01
Other Names
  • Steven Curran
  • Steven Thomas Curran

View on SEC IAPD

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