William Basel

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → Present
  Mass Mutual Life Insurance Company
  Los Angeles, CA
• 02/2015 → Present
  Mml Investors Services, Llc
  Los Angeles, CA
• 01/2015 → Present
  Lenox Advisors Inc./ Mass Mutual
  Los Angeles, CA

Previous Registrations

• 2010-04-15 → 2015-01-16
  Northwestern Mutual Investment Services, Llc
  Los Angeles, CA
  Los Angeles, CA
• 2008-10-09 → 2009-03-11
  Wells Fargo Clearing Services, Llc
  Princeton, NJ

Other Businesses

NAME: WILLIAM BASEL/LENOX ADVISORS INV REL: Y ADD: 444 S. FLOWER STREET SUITE 4200 LOS ANGELES, CA 90071 NATURE: NONMMLIA INSURANCE BROKERAGE POSITION: SALES/AGENT START DATE: 01/12/2015 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2 DESCRIBE DUTIES: INDIVIDUAL LIFE & HEALTH

Exams

• S66 Uniform Combined State Law Examination
  2008-09-29

Designations

• Certified Financial Planner