Best Investors Account Sign in
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-06-22
CA RA APPROVED 2015-03-02
  • TX RA
    APPROVED
    Since 2020-06-22
  • CA RA
    APPROVED
    Since 2015-03-02

Branch Locations

444 S. Flower Street Suite 4200, Los Angeles, CA 90071 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Los Angeles CA 01/2015 Present
Mml Investors Services, Llc Los Angeles CA 02/2015 Present
Lenox Advisors Inc./ Mass Mutual Los Angeles CA 01/2015 Present
  • 01/2015 → Present
    Mass Mutual Life Insurance Company
    Los Angeles, CA
  • 02/2015 → Present
    Los Angeles, CA
  • 01/2015 → Present
    Lenox Advisors Inc./ Mass Mutual
    Los Angeles, CA
Previous Registrations
Other Businesses

NAME: WILLIAM BASEL/LENOX ADVISORS INV REL: Y ADD: 444 S. FLOWER STREET SUITE 4200 LOS ANGELES, CA 90071 NATURE: NONMMLIA INSURANCE BROKERAGE POSITION: SALES/AGENT START DATE: 01/12/2015 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2 DESCRIBE DUTIES: INDIVIDUAL LIFE & HEALTH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-29
  • S66 Uniform Combined State Law Examination
    2008-09-29
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Los Angeles, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor