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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2010-11-16 |
| NM | RA | APPROVED | 2010-06-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Roswell | NM | 06/2010 | Present |
| Bank Of America,Na | Roswell | NM | 09/2010 | Present |
NEW MEXICO ACTIVITIES ASSOCIATION - INDIVIDUAL SCHOOL DISTRICTS; NOT INVESTMENT RELATED; ALBUQUERQUE, NM; BOYS & GIRLS BASKETBALL OFFICIATING; REFEREE/UMPIRE; START DATE 11/6/09; HRS VARIES PER MONTH; 0 HRS DURING TRADING. I*42774 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT NAME OF OUTSIDE BUSINESS ORGANIZATION: BEEMAN MINERAL RIGHTS INVESTMENT RELATED: NOADDRESS OF BUSINESS: ROSWELL, NEW MEXICO 88201NATURE OF BUSINESS: FAMILY BUSINESSSTART DATE OF RELATIONSHIP: 02/24/2011NUMBER OF HOURS DEVOTED: 0 NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: THE ACTIVITY CONCERNS OIL AND GAS MINERAL RIGHTS. MY DUTIES ARE TO NEGOTIATE LEASES AND MAINTAIN RECORDS FOR OUR FAMILY OIL AND GAS MINERAL RIGHTS. I*: 2286287 Entity Type: For ProfitName of OBA: Beeman Properties, LLCAddress: Roswell, NM 88203Investment Related: NoPosition, Title, Association: Owner Employee Start Date: 5/1/2025 Number of Hours: 10 hrs mthlyNumber of Hours during trading: 0 Duties: Purpose is to receive income from rental property. I will oversee tenants and property I*3054274, Entity Type: , Name of OBA: Rainmakers Pueblo HOA, Address: Alto, New Mexico, 88312, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 10/27/2025, No Hours: 5 Monthly, No Hours during Trading: 0 Monthly, Duties: I will not be taking any financial roles. I will be required to attend meetings and vote on issues that arise. Core Responsibilities Governance & Compliance Enforce the HOA¿s governing documents (CC&Rs, bylaws, rules). Ensure compliance with local, state, and federal laws. Financial Oversight Approve and manage the annual budget. Oversee collection of dues and assessments. Review financial reports and authorize expenditures. Plan for reserves and long-term maintenance. Maintenance & Operations Oversee common area maintenance (landscaping, pools, roads, etc.). Hire and manage vendors (e.g., landscaping, security, management companies). Ensure timely repairs and upkeep. Communication Keep residents informed through newsletters, meetings, or digital platforms. Respond to homeowner concerns and feedback. Schedule and conduct regular board meetings. Rule Enforcement Review and address violations of community rules. Impose fines or penalties when necessary (within legal limits). Update rules and regulations as needed. Strategic Planning Plan for future improvements and community growth.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-30 |
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