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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2026-04-02 |
| CO | RA | APPROVED | 2025-11-14 |
| PA | RA | APPROVED | 2025-09-25 |
| VA | RA | APPROVED | 2025-09-25 |
| CA | RA | APPROVED | 2025-09-16 |
Branch Locations
Redondo Beach, CA • United States
2875 Michelle Drive Suite 110, Irvine, CA 92606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Redondo Beach | CA | 08/2024 | 02/2025 |
| Rocketology Llc | Glendale | CA | 08/2016 | 07/2024 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 03/2025 | 07/2025 |
| Northwestern Mutual Investment Services Llc | Manhattan Bch | CA | 03/2025 | 07/2025 |
| Guardian Life Insurance Company | Redondo Beach | CA | 06/2025 | Present |
| Park Avenue Securities | Irvine | CA | 09/2025 | Present |
| Guardian Life Insurance Company | Irvine | CA | 09/2025 | Present |
| Park Avenue Securities | Redondo Beach | CA | 09/2025 | Present |
1) Outside Insurance Sales - Outside Insurance Sales, Start date: 7/25/2025, Address: 2015 Carnegie Ln Unit B, Redondo Beach, CA 90278, 10 total hours per month; 10 during securities trading hours, Investment related, Less than 10% annual compensation, 2) Residual Income - No activity - I sold a company and am receiving residual income, Start date: 7/31/2024, Address: 2015 Carnegie Lane Unit B, Redondo Beach, CA 90278, 0 total hours per month; 0 during securities trading hours, Not investment related, 51-75% annual compensation, 3) RGSS Solutions LLC-owner, Nature of Business: consultative arrangements, Start date: 04/01/2026, Address: 2015 Carnegie Lane Apt B Redondo Beach, CA 90278, Duties: Consultation, 5 total hours per month; 0 during securities trading hours, Not investment related, 4) North Redondo Beach Business Association-Board Member, Nature of Business: Business Association, Start date: 03/01/2026, Address: 1525 Aviation Blvd #171 Redondo Beach, CA 90278, Duties: help plan monthly member networking and educational events, 2 total hours per month; 1 during securities trading hours, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 2025-06-13 |
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