Richard Toni

Current Employers

Employment History

• 07/2008 → 03/2017
  Metlife Securities Inc
  Shelton, CT
• 03/2017 → Present
  Mml Investors Services, Llc
  Stamford, CT
• 07/2016 → Present
  Massachusetts Mutual Life Insurance Company
  Stamford, CT

Previous Registrations

• 2011-11-22 → 2017-03-25
  Msi Financial Services, Inc.
  Shelton, CT
  Stamford, CT

Other Businesses

(1) Name: Richard Toni Inv rel: Y Add: 225 High Ridge Road Stamford, CT 06905 Nature: Outside Insurance Sales Position: Agent Start date: 01/2009 No. HR/MO: 1 No. HR/MO during sec trading:1 Describe duties: Life (Term/Universal/Whole), Disability, Long-Term Care, Health, & Fixed Annuities. (2) Name: Richard S. Toni Inv rel: Y Add: Residential Address Nature: Consulting (sales) Position: Part Time Sales Coach Start date: 6/1/2021 No. HR/MO: 5-10 No. HR/MO during sec trading: 0 Describe duties: Sales consulting. (3) NAME: A.S.A.P. Mortgage Corp. INV REL: Y ADD: Residential Address NATURE: Mortgage POSITION: Mortgage loan originator START DATE: 06/01/2026 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 - 1 DESCRIBE DUTIES: Involved in originating mortgage business. (4)Name: Harbor Point Ventures LLC Inv rel: Y Add: Residential Address Nature: LLC Position: Member Start date: 9/1/2026 No hrs/mo: 1 No hrs/mo dur trading: 0 Describe duties: Pay administrative support staff and manage associate expenses.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-11-10
• S63 Uniform Securities Agent State Law Examination
  2008-12-02