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Inactive

Richard S O'HAra

Lake Street

Palm City, FL

Chicago, IL

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Current Employers
Lake Street

128 N. May Street Floor 2, Chicago, IL 60607 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-04-24
  • FL RA
    APPROVED
    Since 2019-04-24

Branch Locations

Palm City, FL • United States

128 N. May Street Floor 2, Chicago, IL 60607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oakbrook IL 05/2010 Present
Bank Of America, Na Oak Brook IL 06/2010 Present
Lake Street Financial, Llc Chicago IL 04/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-23
  • S66 Uniform Combined State Law Examination
    2008-10-23
Designations
Other Names
  • Richard S Ohara

View on SEC IAPD

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