Rocco D Cassone

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-11-04
SC	RA	APPROVED	2022-10-25

TX RA
APPROVED

Since 2022-11-04
SC RA
APPROVED

Since 2022-10-25

Branch Locations

850 Morrison Drive Suite 800, Charleston, SC 29403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Charleston	SC	05/2022	08/2022
Zeus Industrial Products	Orangeburge	SC	02/2011	Present
Morgan Stanley Private Bank, N.A.	New York	NY	09/2022	Present
Morgan Stanley Smith Barney Llc	Charleston	SC	08/2022	Present

05/2022 → 08/2022

Morgan Stanley Smith Barney Llc

Charleston, SC
02/2011 → Present

Zeus Industrial Products

Orangeburge, SC
09/2022 → Present

Morgan Stanley Private Bank, N.A.

New York, NY
08/2022 → Present

Morgan Stanley Smith Barney Llc

Charleston, SC

Previous Registrations

2009-01-22 → 2010-10-15

Securian Financial Services, Inc.

Daniel Island, SC

Other Businesses

*522978- Uber; Investment related-No; San Francisco, California; Automotive/Transportation; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 10/2022; During business hours: 0; After business hours: 10; Labor/Service

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-07-23

S66 Uniform Combined State Law Examination

2022-07-23

Other Names

Rocky Cassone
Rocco Douglas Cassone
Rocco D Cassone

View on SEC IAPD