Esteban Munoz

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 01/2024
  Woodbury Financial Services Inc
  Chino Hills, CA
• 01/2024 → Present
  Osaic Wealth, Inc.
  Chino Hills, CA

Previous Registrations

• 2020-03-13 → 2024-01-19
  Woodbury Financial Services, Inc.
  Chino Hills, CA
  Chino Hills, CA
  Costa Mesa, CA

Other Businesses

1.M&A INVESTMENT SERVICES POSITION: PRESIDENT NATURE: SOLE PROPRIETORSHIP INVESTMENT RELATED: YES; NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 04/01/2016 ADDRESS: 20955 PATHFINDER RD., STE 100, DIAMOND BAR CA 91765 DESCRIPTION: LIFE, HEALTH, DISABILITY AND SUPPLEMENTAL INSURANCE COVERAGE 2.M&A INVESTMENT SERVICES POSITION: VICE PRESIDENT NATURE: SOLE PROPRIETORSHIP INVESTMENT RELATED: YES; NUMBER OF HOURS: 174 SECURITIES TRADING HOURS: 140 START DATE: 04/01/2016 ADDRESS: 20955 PATHFINDER RD., STE 100, DIAMOND BAR CA 91765 DESCRIPTION: PORTFOLIO MANAGEMENT

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-03-12
• S63 Uniform Securities Agent State Law Examination
  2008-08-21