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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-10-08
FL RA APPROVED 2018-10-05
WI RA APPROVED 2018-10-05
OH RA APPROVED 2018-10-04
MN RA APPROVED 2013-12-16
  • CA RA
    APPROVED
    Since 2018-10-08
  • FL RA
    APPROVED
    Since 2018-10-05
  • WI RA
    APPROVED
    Since 2018-10-05
  • OH RA
    APPROVED
    Since 2018-10-04
  • MN RA
    APPROVED
    Since 2013-12-16

Branch Locations

1765 Roosevelt Rd, St. Cloud, MN 56301 • United States

Saint Cloud, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. St Cloud MN 07/2008 03/2020
Ameriprise Financial Services, Llc St Cloud MN 03/2020 Present
Other Businesses

Outside Employment; Oasis DEG Inc; Associate Financial Advisor; Manage Practice Operations; 7625 Parklawn Ave, , Edina, MN, 55435; Not Investment-Related; 03/20/2017; 60 hours per month; 60 during trading hours. Other Business Activities; Booster Club President; I have been asked to be the Booster Club president for the Cathedral Track and Field team. I will be in charge of getting dues paid, and ok'ing reimbursements related to the Track and Field team. The school has taken over all of the actual handling of the money. All dues have to paid electronically into the schools account and all reimbursements are made directly from the schools account to the parents.; 312 7th Ave N, , Saint Cloud, MN, 56303; Not Investment-Related; 03/01/2024; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-29
  • S66 Uniform Combined State Law Examination
    2009-04-29

View on SEC IAPD

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