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Guy R Wayman

Hightower Advisors, LLC

Dallas, TX

Chicago, IL

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-04
  • TX RA
    APPROVED
    Since 2020-10-04

Branch Locations

8411 Preston Road Suite 700, Dallas, TX 75225 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Steele Capital Management, Inc. Dubuque IA 01/2016 01/2017
Frontier Investment Management Co Dallas TX 03/2017 09/2020
Hightower Advisors, Llc Dallas TX 09/2020 Present
Previous Registrations
  • 2017-03-08 → 2020-11-16
    Frontier Investment Management Co
    Omaha, NE
    Dallas, TX
  • 2016-01-21 → 2017-01-05
    Steele Capital Management, Inc.
    Omaha, NE
    Dubuque, IA
  • 2012-06-08 → 2016-01-20
    Td Ameritrade, Inc.
    Omaha, NE
  • 2012-06-08 → 2016-01-20
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 2009-11-12 → 2012-05-29
    Charles Schwab & Co., Inc.
    Englewood, CO
    Englewood, CO
  • 2009-08-04 → 2009-11-13
    Thrivent Investment Management Inc.
    Denver, CO
    Loveland, CO
    Englewood, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-03
S63 Uniform Securities Agent State Law Examination 2008-11-28
  • S66 Uniform Combined State Law Examination
    2009-08-03
  • S63 Uniform Securities Agent State Law Examination
    2008-11-28

View on SEC IAPD

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