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Michael S Harki

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Jacksonville, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-06-13
FL RA APPROVED 2017-06-09
  • TX RA
    APPROVED
    Since 2017-06-13
  • FL RA
    APPROVED
    Since 2017-06-09

Branch Locations

1100-1800 American Blvd Ci Client Management, Pennington, NJ 08534 • United States

9000 Southside Blvd Ci Client Management, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dodds Wealth Advisors Jacksonville FL 07/2015 04/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 04/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-07
  • S66 Uniform Combined State Law Examination
    2017-06-07
Other Names
  • Michael S Harki
  • Michael Harki

View on SEC IAPD

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