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Current Employers
Vanderbilt Advisory Services

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-03-03
TX RA APPROVED_RES 2026-03-03
  • NY RA
    APPROVED
    Since 2026-03-03
  • TX RA
    APPROVED_RES
    Since 2026-03-03

Branch Locations

333 Jericho Tpke, Suite 119, Jericho, NY 11753 • United States

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 08/2008 06/2020
Equitable Advisors, Llc New York NY 08/2008 10/2024
Cetera Advisors St Cloud MN 10/2024 02/2026
Cetera Investment Advisers Llc Schaumburg IL 10/2024 02/2026
Vanderbilt Securities, Llc Woodbury NY 02/2026 Present
Vanderbilt Advisory Services Woodbury NY 02/2026 Present
Previous Registrations
Other Businesses

1. Fixed Insurance. Not Investment related. Start date: 03/16/2026. Address: 333 Jericho Tpke, Suite 119, Jericho, NY 11753. Title: Insurance agent. Duties: I will be writing fixed insurance business. Time spent during regular hours: 10%. 2. Aston Consulting Group Inc. Investment related. Start date: 09/2004. Address: 333 Jericho Turnpike, Suite 119, Jericho, NY 11753. Title: President. Duties: DBA. Time spent during regular hours: 90%. 3. Flip Horizon LLC. Investment related. Start date: 01/2026. Address: 502 w 7th st ste 100 erie, pa 16503-1333. Title: Member. Duties: We own an investment property. Time spent during regular hours: 1%. 4. AcGre Holdings LLC. Investment related. Start date: 01/2026. Address: 333 Jericho Tpke, Suite 119, Jericho, NY 11753. Title: Owner. Duties: I will be renting this property. Time spent during regular hours: 1%. 5. Rental Properties. Not Investment related. Start date: 01/2014. Address: 280 Guy Lombardo Ave, Freeport, NY, 11520: 131 Hay St, Fayetteville, NC 28310: 47-34, 217TH St, Apt 2C, Bayside, NY 11361. Title: Owner. Duties: I own and rent the properties. Time spent during regular hours: 1%.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-21
  • S66 Uniform Combined State Law Examination
    2008-09-21

View on SEC IAPD

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