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Inactive

Luke S Baxter

Dakota Wealth, LLC

Palm Beach Gardens, FL

Danvers, MA

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Current Employers
Dakota Wealth, Llc

11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2018-10-10
  • MA RA
    APPROVED
    Since 2018-10-10

Branch Locations

11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752 • United States

222 Rosewood Drive Suite 350, Danvers, MA 01923 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dakota Wealth, Llc (Formerly Oakmont Partners, Llc) Peabody MA 09/2011 02/2019
Dakota Wealth, Llc Danvers MA 02/2019 Present
  • 09/2011 → 02/2019
    Dakota Wealth, Llc (Formerly Oakmont Partners, Llc)
    Peabody, MA
  • 02/2019 → Present
    Dakota Wealth, Llc
    Danvers, MA
Previous Registrations
  • 2011-12-01 → 2019-03-25
    Dakota Wealth, Llc
    Palm Beach Gardens, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-11-17
S63 Uniform Securities Agent State Law Examination 2008-09-12
  • S65 Uniform Investment Adviser Law Examination
    2011-11-17
  • S63 Uniform Securities Agent State Law Examination
    2008-09-12
Other Names
  • Luke Baxter

View on SEC IAPD

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