Richard Duarte Adona

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 10/2018
  Merrill Lynch, Pierce, Fenner & Smith Inc.
  Folsom, CA
• 01/2013 → 10/2018
  Bank Of America, N.A.
  Folsom, CA
• 11/2018 → Present
  First Tech Federal Credit Union
  Rocklin, CA
• 11/2018 → Present
  Raymond James Financial Services, Inc.
  Rocklin, CA
• 11/2018 → Present
  Raymond James Financial Services Advisors, Inc.
  Rocklin, CA

Previous Registrations

• 2013-02-08 → 2018-11-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Sacramento, CA
  Livermore, CA
  Folsom, CA
  Folsom, CA
  Auburn, CA
  Folsom, CA
  Folsom, CA
  Citrus Heights, CA
  Gold River, CA
• 2010-04-27 → 2012-11-27
  Wells Fargo Clearing Services, Llc
  Auburn, CA
  Roseville, CA
  Auburn, CA
  Auburn, CA
  Roseville, CA
  Rocklin, CA
• 2008-09-02 → 2010-04-26
  Wells Fargo Investments, Llc
  Auburn, CA

Other Businesses

(1)Name of Business: Addison Avenue Investment Services Address: 1011 Sunset Blvd Ste 210, Rocklin, CA, 95765, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 11/13/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: operations manager - provide operational support to our field staff

Exams

• S66 Uniform Combined State Law Examination
  2008-08-29

Other Names

• Richard Duarte Adona
• Richard Duarte Adona
• Richard Duarte Adona
• Richard Duarte Adona
• Richard D Adona