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11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2026-06-01 |
| TX | RA | APPROVED_RES | 2026-05-15 |
Branch Locations
Lake Saint Louis, MO • United States
11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 09/2011 | 04/2026 |
| Lpl Financial | Lake Saint Louis | MO | 05/2026 | Present |
| Perennial Investment Advisors, Llc | Los Angeles | CA | 05/2026 | Present |
1.05/15/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Perennial Financial Services; Investment Related; at Reported Business Location(s); Start Date 05/15/2026; 180hrs/mth; 120hrs during trading 2.05/15/2026; Mike Russell - non-variable insurance; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 05/15/2026; 180hrs/mth; 120hrs during trading 3.08/14/2026; Perennial Investment Advisors, LLC (HYBRID); Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 05/15/2026; 180hrs/mth; 120hrs during trading; I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in 5/2026. I expect to spend approximately 180 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-11-20 |
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