Adriana Rodriguez Brandt

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-07-21
TX	RA	APPROVED	2023-07-20

FL RA
APPROVED

Since 2023-07-21
TX RA
APPROVED

Since 2023-07-20

Branch Locations

1450 Brickell Ave Floor 33, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	Miami	FL	07/2008	Present
Jpmorgan Chase Bank, N.A.	Miami	FL	11/2016	Present
Bfam Group Llc	Miami	FL	09/2021	Present

07/2008 → Present

J.P. Morgan Securities Llc

Miami, FL
11/2016 → Present

Jpmorgan Chase Bank, N.A.

Miami, FL
09/2021 → Present

Bfam Group Llc

Miami, FL

Other Businesses

Entity Name: BFAM GROUP LLC Investment related: N Address: MIAMI, FL 33132 Nature of the other business: REAL ESTATE Position/Title/Relationship: OWNER/ PARTNER Start Date: 09/01/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Not related to JPMC. LLC will hold interest of a rental property, which was my primary residence for years and through June 2021.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-07-20
S63	Uniform Securities Agent State Law Examination	2009-02-16

S65 Uniform Investment Adviser Law Examination

2023-07-20
S63 Uniform Securities Agent State Law Examination

2009-02-16

Other Names

Adriana Z Rodriguez

View on SEC IAPD