Mark Henry Orvin

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-08-03
MA	RA	APPROVED	2019-12-05

TX RA
APPROVED

Since 2022-08-03
MA RA
APPROVED

Since 2019-12-05

Branch Locations

Topsfield, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Boston	MA	10/2015	11/2019
Morgan Stanley Private Bank, National Association	New York	NY	11/2015	11/2019
Lpl Financial Llc	Boston	MA	11/2019	Present

10/2015 → 11/2019

Morgan Stanley

Boston, MA
11/2015 → 11/2019

Morgan Stanley Private Bank, National Association

New York, NY
11/2019 → Present

Lpl Financial Llc

Boston, MA

Previous Registrations

2015-12-07 → 2019-12-02

Morgan Stanley

Boston, MA

Other Businesses

1. 4/28/2020 - Good Life IA - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 04/24/2020 - 2 Hours Per Month During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-12-07
S63	Uniform Securities Agent State Law Examination	2008-08-29

S66 Uniform Combined State Law Examination

2015-12-07
S63 Uniform Securities Agent State Law Examination

2008-08-29

Designations

Certified Financial Planner

View on SEC IAPD