Nicholas Karol Grala

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED	2020-10-28
CT	RA	APPROVED	2020-10-21

Branch Locations

Winchester, MA • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Jpmorgan Chase Bank Na	New York	NY	07/2008	10/2020
Jpmorgan Securities Llc	New York	NY	06/2009	10/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	10/2020	Present
Bank Of America, N.A.	New York	NY	11/2020	Present

07/2008 → 10/2020

Jpmorgan Chase Bank Na

New York, NY
06/2009 → 10/2020

Jpmorgan Securities Llc

New York, NY
10/2020 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
11/2020 → Present

Bank Of America, N.A.

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-09-19
S63	Uniform Securities Agent State Law Examination	2009-06-29

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