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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-11-03 |
Branch Locations
611 Anton Blvd Ste 200, Costa Mesa, CA 92626 • United States
Garden Grove, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Union Bank Of California | Irvine | CA | 01/2001 | 05/2023 |
| Unionbanc Investment Services | Irvine | CA | 07/2008 | 05/2023 |
| U.S. Bancorp Investments, Inc. | Irvine | CA | 05/2023 | 08/2023 |
| U.S. Bank | Irvine | CA | 05/2023 | 08/2023 |
| Comerica | Costa Mesa | CA | 08/2023 | 11/2023 |
| Ameriprise Financial Services, Llc | Costa Mesa | CA | 11/2023 | Present |
Outside Employment; Comerica Bank; SVP and Senior Private Banking Advisor - see above. ; Retail; 611 Anton Blvd, suite 200, Irvine, CA, 92626; Investment-Related; 08/07/2023; 40 to 59 hours per month; 20 to 39 during trading hours. Other Business Activities; UCI Diabetes Center for Treatment & Research; I assist in grassroots fundraising efforts to support the cause of the Diabetes Center, which is treatment and research for a cure. I also attend regular meetings to discuss strategy and outreach for the Diabetes Center. ; 5141 California Ave., , Irvine, CA, 92617; Not Investment-Related; 01/01/2009; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-09 |
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