Darren S Schwartz

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2008 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Encino, CA
• 06/2011 → Present
  Bank Of America, N.A.
  Encino, CA

Other Businesses

I*5059267, Entity Type: , Name of OBA: Medea Valley Estates Homeowners Association, Address: Camarillo , California, 93010, Investment Related: N, Position, Title, Association: ["Director"], Employee Start Date: 07/22/2026, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: Once a month board meeting after business hours. Volunteer to help my community I*5153268, Entity Type, Name of OBA: The R C. S Living Trust Address: Westlake Village California 91361 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 07/31/2026 No Hours: 1 Monthly No Hours during trading: 0 Duties: I*4624350, Entity Type, Name of OBA: R S Address: Agoura Hills California 91301 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 05/26/2026 No Hours: 0 No Hours during trading: 0 Duties:

Exams

• S66 Uniform Combined State Law Examination
  2008-10-31