Inactive

William Edward Pauley

Southernmost Advisors LLC

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Current Employers

Southernmost Advisors Llc

Key West, FL • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2026-05-21
FL	RA	APPROVED	2026-05-14

PA RA
APPROVED

Since 2026-05-21
FL RA
APPROVED

Since 2026-05-14

Branch Locations

Key West, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hartford Funds Distributors, Llc	Wayne	PA	07/2013	04/2026
Southernmost Advisors Llc	Key West	FL	04/2026	Present

07/2013 → 04/2026

Hartford Funds Distributors, Llc

Wayne, PA
04/2026 → Present

Southernmost Advisors Llc

Key West, FL

Previous Registrations

2015-01-23 → 2026-04-08

Hartford Funds

Wayne, PA

Sellersville, PA

Wayne, PA
2014-04-01 → 2014-12-31

Hartford Funds

Wayne, PA
2012-08-13 → 2013-06-28

Allspring Funds Management, Llc

Menomonee Falls, WI
2011-12-22 → 2012-08-13

Wells Fargo Clearing Services, Llc

Columbia, MD

Potomac, MD
2010-06-28 → 2011-10-03

Chase Investment Services Corp.

New York, NY

New York, NY

Syracuse, NY

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-06-24
S63	Uniform Securities Agent State Law Examination	2008-08-08

S66 Uniform Combined State Law Examination

2010-06-24
S63 Uniform Securities Agent State Law Examination

2008-08-08

Designations

Other Names

William Pauley
William E Pauley

View on SEC IAPD

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