William Edward Pauley

Employer firm

Southernmost Advisors LLC CRD 340372

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 04/2026
  Hartford Funds Distributors, Llc
  Wayne, PA
• 04/2026 → Present
  Southernmost Advisors Llc
  Key West, FL

Previous Registrations

• 2015-01-23 → 2026-04-08
  Hartford Funds
  Wayne, PA
  Sellersville, PA
  Wayne, PA
• 2014-04-01 → 2014-12-31
  Hartford Funds
  Wayne, PA
• 2012-08-13 → 2013-06-28
  Allspring Funds Management, Llc
  Menomonee Falls, WI
• 2011-12-22 → 2012-08-13
  Wells Fargo Clearing Services, Llc
  Columbia, MD
  Potomac, MD
• 2010-06-28 → 2011-10-03
  Chase Investment Services Corp.
  New York, NY
  New York, NY
  Syracuse, NY
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2010-06-24
• S63 Uniform Securities Agent State Law Examination
  2008-08-08

Designations

• Certified Financial Planner
• Chartered Financial Analyst

Other Names

• William Pauley
• William E Pauley