Diego Montoya

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-08-29
CT	RA	APPROVED	2017-03-25

TX RA
APPROVED_RES

Since 2022-08-29
CT RA
APPROVED

Since 2017-03-25

Branch Locations

800 Boston Post Road Building 2, Suite 203, Guilford, CT 06437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc	Wethersfield	CT	07/2008	03/2017
Mml Investors Services, Llc	Guilford	CT	03/2017	Present
Massmutual Life Insurance Co	Guilford	CT	07/2016	Present

07/2008 → 03/2017

Metlife Securities Inc

Wethersfield, CT
03/2017 → Present

Mml Investors Services, Llc

Guilford, CT
07/2016 → Present

Massmutual Life Insurance Co

Guilford, CT

Previous Registrations

2013-03-07 → 2017-03-25

Msi Financial Services, Inc.

Glastonbury, CT

Guilford, CT

Other Businesses

Name: Diego Montoya I: Y Add: Residential Address Nature: Outside Insurance Sales Position: Agent Start Date: 1/2013 No. HR/MO: 1 HR/MO During Sec Trading: 1 Describe Duties: Life (Term/Universal/Whole), Disability, Long-Term Care, Health & Fixed Annuities.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-02-12
S63	Uniform Securities Agent State Law Examination	2008-09-24

S65 Uniform Investment Adviser Law Examination

2013-02-12
S63 Uniform Securities Agent State Law Examination

2008-09-24

View on SEC IAPD

Current Employers

Mml Investors Services, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews