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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-30 |
| IL | RA | APPROVED | 2017-06-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Oak Lawn | IL | 04/2010 | 05/2017 |
| Fifth Third Securities | Oak Lawn | IL | 04/2010 | 05/2017 |
| Jpmorgan Chase Bank, Na. | Lombard | IL | 05/2017 | Present |
| J.P. Morgan Securities Llc | Lombard | IL | 05/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 2009-03-24 |
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