William K Harper

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2023-06-26
RI	RA	APPROVED	2017-01-17
TX	RA	APPROVED	2017-01-17

CT RA
APPROVED

Since 2023-06-26
RI RA
APPROVED

Since 2017-01-17
TX RA
APPROVED

Since 2017-01-17

Branch Locations

Foxboro, MA • United States

9000 Southside Blvd Ci Relationship Management, Jacksonville, FL 32256 • United States

3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lincoln	RI	02/2012	Present
Bank Of Aerica, N.A.	Lincoln	RI	01/2016	Present
Bank Of America, N.A.	Lincoln	RI	12/2015	Present

02/2012 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lincoln, RI
01/2016 → Present

Bank Of Aerica, N.A.

Lincoln, RI
12/2015 → Present

Bank Of America, N.A.

Lincoln, RI

Other Businesses

I*1334264, Entity Type: Entity For Profit, Name of OBA: Rental Property 1, Address: Eastham, Massachusetts 02642, Investment Related: N, Position, Title, Association: Sole owner, Employee Start Date: 06/12/2023, No Hours: 1, No Hours during trading: 0, Duties: Owner of Rental Property

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-01-13
S63	Uniform Securities Agent State Law Examination	2008-08-12

S66 Uniform Combined State Law Examination

2017-01-13
S63 Uniform Securities Agent State Law Examination

2008-08-12

Other Names

William Kennedy Harper
William Kennedy Harper

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