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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-08-14 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Personal Capital Advisors Corporation | Denver | CO | 07/2015 | 12/2018 |
| Personal Capital Advisors Corporation | Dallas | TX | 01/2019 | 04/2023 |
| Empower Advisory Group, Llc | Greenwood Village | CO | 04/2023 | 07/2024 |
| Fisher Investments | Plano | TX | 08/2024 | Present |
NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY DETAILS 60 BOULDER, CO. START DATE 10/15/2014, TERM INDEFINITE, 2 HOURS PER MONTH DEVOTED TO POSITION, 0 HOURS PER MONTH DURING SECURITIES TRADING, NON-INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 2008-08-12 |
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