Mark Joseph Riggs

Current Employers

Employment History

• 06/2012 → 09/2019
  Summit Brokerage Services Inc
  Hanover, PA
• 06/2012 → 05/2021
  Summit Financial Group Inc
  Hanover, PA
• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2022 → Present
  Hcm Wealth Advisory Group
  Hanover, PA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-06-04 → 2021-05-20
  Summit Financial Group Inc
  Hanover, PA
  Hanover, PA
  Hanover, PA
• 2007-10-02 → 2012-06-22
  Cambridge Investment Research Advisors, Inc.
  Hanover, PA
• 2006-01-24 → 2007-10-04
  Thrivent Investment Management Inc.
  Hanover, PA
  Abbottstown, PA
  Gettysburg, PA
  Gettysburg, PA

Other Businesses

1) STAUB, RIGGS & COLLINS INC. 1 SOUTH QUEEN STREET LITTLESTOWN, PA 17340 . PAID A SALARY. - 50% CO-OWNER - 40 HOURS A MONTH 8 DURING TRADING HRS. MANAGE THE OPERATIONS OF AN INDEPENDENT INSURANCE AGENCY. I AM A LICENSED AGENT BUT DO NOT WRITE INSURANCE BUSINESS. OTHER PARTNER IS ANDREW COLLINS WHO IS NOT FINRA REGISTERED. NO SBS/SFG CLIENT INFORMATION IS SHARED OR ACCESSIBLE BY THIS ENTITY. 50% CO-OWNER OF THE AGENCY. 2) EICHELBERGER PERFORMING ARTS CENTER; NOT INVESTMENT RELATED; 195 STOCK ST, UNIT 200, HANOVER, PA 17331; NON-PROFIT; BOARD MEMBER; START 7/23/2018; APX 4 HOURS/MONTH, NONE DURING TRADING 3) RIGGS HOLDING, INC; 118 CARLISLE ST, HANOVER, PA 17331; DBA USED TO PAY BILLS; OWNER; STARTED 4/20/2016; APX 1 HOUR/MONTH, NONE DURING TRADING; BILL PAYING AND INCOME DEPOSITS ONLY 4) NAME OF OTHER BUSINESS: FIVE POINTS HANOVER, LLC INVESTMENT RELATED: NO; ADDRESS: 40 YORK ST HANOVER, PA 17331; NATURE OF BUSINESS: REAL ESTATE LEASING; START DATE: 10/2020; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: OWNER OF BUILDING, UPSTAIRS RENTAL UNIT; 5) NAME OF OTHER BUSINESS: HCM WEALTH ADVISORY GROUP, LLC ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 01/2022 ; POSITION/TITLE/RELATIONSHIP: MEMBER/ FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES ; 6) NAME OF OTHER BUSINESS: ROTARY CLUB; INVESTMENT RELATED: NO; ADDRESS: 40 YORK ST HANOVER, PA 17331; NATURE OF BUSINESS: NON PROFIT; START DATE: 1/2023; POSITION/TITLE/RELATIONSHIP: DISTRICT MAJOR DONOR COORDINATOR/BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR REACHING OUT TO THANK MAJOR DONORS OF THE ROTARY FOUNDATION AND ATTEND MONTHLY BOARD MEETINGS & ASSIST IN RUNNING CLUB MEETINGS; 7) NAME OF OTHER BUSINESS: HANOVER PUBLIC LIBRARY ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 2 LIBRARY PL, HANOVER, PA 17331; NATURE OF BUSINESS: BOARD; START DATE: 1/2023; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: .5; APX NUMBER OF HOURS DURING TRADING HOURS: .5; BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER/FINANCE COMMITTEE - REVIEWING EXPENSES, INCOME, & BUDGET. ATTEND QUARTERLY ENDOWMENT REVIEW;

Exams

• S66 Uniform Combined State Law Examination
  2006-01-23