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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2012-02-25
  • PA RA
    APPROVED
    Since 2012-02-25

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

8000 Brooktree Road, Suite 305, Wexford, PA 15090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Wexford PA 07/2008 Present
Private Advisor Group, Llc Wexford PA 02/2012 Present
Previous Registrations
  • 2009-04-03 → 2012-04-12
    Kremer & Associates, Inc.
    Wexford, PA
Other Businesses

(1) 11/18/2010: Kremer & Associates, Inc. - Non-Variable Insurance DBA - DBA: Kremer & Associates, Inc. - Investment Related - At Reported Business Location(s) - 1% Time Spent - Life, Health, Disability, LTC (2) 09/25/2012: Private Advisor Group - Registered Investment Advisor DBA - DBA: (Hybrid) Private Advisor Group - Investment Related - At Reported Business Location(s) - 5% Time Spent - IAR (3) 03/31/2016: Innovative Business Products & Services, LLC - Outside/W-2 Employment - Not Investment Related - At Reported Business Location(s) - Started 03/14/2016 - 1 Hr/Mo; 0 Hours During Securities Trading - diversity training (4) 04/04/2017 - Kremer & Associates, Inc. - Investment Related - AT Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - provide advisory services through this DBA - Started 12/09/2008 - 40 Hours Per Month/40 Hours During Securities Trading. (5) 5/14/2019 - Kremer Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/17/2019 - 40 Hours Per Month/20 Hours During Securities Trading. (6) 5/14/2019 - Kremer Associates - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 05/17/2019 - 5 Hours Per Month During Securities Trading. (7) 5/14/2019 - Private Advisor Group - DBA: (Hybrid) Kremer Associates - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 05/17/2019 - 120 Hours Per Month/110 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 5/14/2019. I expect to spend approximately 120 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-29
  • S66 Uniform Combined State Law Examination
    2009-01-29

View on SEC IAPD

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