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Current Employers
Puente Asesoramiento De Inversiones, Llc

801 Brickell Avenue Suite 2010, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-02-01
  • FL RA
    APPROVED
    Since 2023-02-01

Branch Locations

801 Brickell Avenue Suite 2010, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Coral Gables FL 03/2016 11/2016
Wells Fargo Clearing Services, Llc Coral Gables FL 11/2016 01/2021
Santander International Private Banking Miami FL 01/2021 06/2022
Santander Securities, Llc Dorchester MA 06/2021 06/2022
Puente Servicios Financieros Llc Miami FL 12/2022 Present
Unemployed Miami FL 06/2022 12/2022
Puente Asesoramiento De Inversiones, Llc Miami FL 12/2022 Present
Previous Registrations
Other Businesses

IAR at Puente Asesoramiento de Inversiones, LLC; Investment Related; Affiliated Investment Adviser of Puente Servicios Financieros LLC; Start Date: 05/2021; Address: 801 Brickell Ave, Suite 2010. Miami, FL 33131

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-15
  • S66 Uniform Combined State Law Examination
    2008-12-15

View on SEC IAPD

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