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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Huston & Associates | Tustin | CA | 03/2008 | Present |
| Lpl Financial Llc | Tustin | CA | 09/2009 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 10/2024 | Present |
1. 10/6/2011 - NO BUSINESS NAME - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION - I currently hold a health and life license in California and am registered as an agent with Ohio National, HealthNet and Anthem Blue Cross. I assist clients with their health insurance and life insurance needs - 50% TIME SPENT. 2. 2/9/2012: OC WEALTH COACH, ORANGE COUNTY WEALTH COACH - NON-VARIABLE INSURANCE DBA - INV REL - AT REPORTED BUSINESS LOCATION - Continuing same OBA as currently within the non-variable insurance products - 50% TIME SPENT. 3. 6/26/2015: OC Wealth Coach, Orange County Wealth Coach - DBA for LPL Business (entity for LPL business) - INV REL - AT REPORTED BUSINESS LOCATION - Life insurance, health insurance, fixed annuities, variable annuities, direct mutual funds, brokerage - OBA START 1/1/2010 - 100 HRS PER MONTH/100 HRS DURING TRADING. 4. 8/4/2020 - Makersuite and The Sassy Co - Not Investment Related - Home Based - Other-Reps Business - Start Date: 6/1/2020 - 10 Hours Per Month/0 Hours During Securities Trading - Sell handmade shirts and craft kits. 5. 10/2/2020 - OCWC Notary - Investment Related - At Reported Business Location(s) - Other-Notary - Started 10/01/2020 - 1 Hour Per Month During Securities Trading - Notarizing in office for clients only. 6. 01/02/2025 - Private Advisor Group - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start date:12/01/2024 - 10 Hrs/Mth - 10 Hrs During Trading. I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 07/15/2026 - Besties Adventure Club - Business Owner - Not Investment Related - Orange, CA - Start Date 07/01/2026 - 10 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-03-12 |
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