Richard Joseph Hanna

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2013-11-04

MN RA
APPROVED

Since 2013-11-04

Branch Locations

7900 Xerxes Ave S 10Th Fl [Gg-Rbo], Bloomington, MN 55431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank, Na	Minneapolis	MN	10/1984	Present
Wells Fargo Advisors Llc	Bloomington	MN	01/2011	11/2016
Wells Fargo Clearing Services, Llc	Bloomington	MN	11/2016	Present

10/1984 → Present

Wells Fargo Bank, Na

Minneapolis, MN
01/2011 → 11/2016

Wells Fargo Advisors Llc

Bloomington, MN
11/2016 → Present

Wells Fargo Clearing Services, Llc

Bloomington, MN

Previous Registrations

2009-02-09 → 2011-01-03

Wells Fargo Investments, Llc

Edina, MN

Bloomington, MN

Other Businesses

NEVER ENOUGHT THYME INC., NOT INV RELATED, MINNEAPOLIS, MN; CATERING STAFF; START 12/3/2021; 6 HOURS PER MONTH, ZERO HOURS DURING TRADING, CATERING STAFF.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-02-05

S66 Uniform Combined State Law Examination

2009-02-05

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews