Christopher J Coffin

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-06-14

TX RA
APPROVED

Since 2023-06-14

Branch Locations

1250 Capital Of Texas Hwy S Bldg 3, Ste 400, Ofc 419, Austin, TX 78746 • United States

1250 Capital Of Texas Highway Building 3, Suite 400, Office 419, Austin, TX 78746 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch	Austin	TX	07/2008	06/2023
Bank Of America,N.A.	Austin	TX	06/2011	06/2023
Lpl Financial Llc	Austin	TX	06/2023	Present

07/2008 → 06/2023

Merrill Lynch

Austin, TX
06/2011 → 06/2023

Bank Of America,N.A.

Austin, TX
06/2023 → Present

Lpl Financial Llc

Austin, TX

Previous Registrations

2008-10-28 → 2023-06-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Austin, TX

Austin, TX

Other Businesses

1. 12/07/2023 - Coffin Financial Group Powered by LPL Financial - Other - Employee Model Brand Name (Linsco by LPL) - Not Investment Related - At Reported Business Location(s) - Start Date 06/14/2023 - 0 Hours Per Month/ During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-10-23

S66 Uniform Combined State Law Examination

2008-10-23

Other Names

Christopher J Coffin
Christopher Coffin

View on SEC IAPD