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Danielle Denis Thies

D.A. Davidson & Co.

Claremont, CA

Upland, CA

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-11-18
  • CA RA
    APPROVED
    Since 2015-11-18

Branch Locations

697 E. Foothill Boulevard, Suite D, Claremont, CA 91711 • United States

Upland, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lyft San Francisco CA 12/2013 12/2018
D.A. Davidson & Co. Carlsbad CA 06/2014 12/2016
D.A. Davidson & Co Claremont CA 01/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-17
  • S66 Uniform Combined State Law Examination
    2015-11-17
Designations
Other Names
  • Danielle M Denis
  • Danielle Marie Denis
  • Danielle Marie Thies

View on SEC IAPD

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Other Offices

GOULD ASSET MANAGEMENT LLC · CLAREMONT, CA
GOULD ASSET MANAGEMENT LLC · CLAREMONT, CA
EDWARD JONES · CLAREMONT, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CLAREMONT, CA
LPL FINANCIAL LLC · CLAREMONT, CA
LIFESTEPS FINANCIAL · CLAREMONT, CA
AMERIPRISE FINANCIAL SERVICES, LLC · CLAREMONT, CA
LPL FINANCIAL LLC · CLAREMONT, CA

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