Shannon Nordick

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 03/2018
  Rbc Capital Markets, Llc
  Fargo, ND
• 03/2018 → 11/2025
  Morgan Stanley
  Fargo, ND
• 11/2025 → Present
  Rbc Capital Markets, Llc
  Fargo, ND

Previous Registrations

• 2018-03-19 → 2025-12-03
  Morgan Stanley
  Fargo, ND
• 2015-01-12 → 2018-03-14
  Rbc Capital Markets, Llc
  Fargo, ND
• 2012-10-15 → 2013-04-05
  Raymond James Financial Services Advisors, Inc
  Fargo, ND
• 2012-03-19 → 2012-08-17
  Rbc Capital Markets, Llc
  St. Paul, MN

Exams

• S66 Uniform Combined State Law Examination
  2012-03-16

Other Names

• Shannon Nordick
• Shannon Michele Nordick
• Shannon Michele Lauwers
• Shannon Lauwers