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Karina Vaz Ivkovic

Ubs Financial Services Inc.

Miami, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-07-06
  • FL RA
    APPROVED
    Since 2021-07-06

Branch Locations

100 Se 2Nd Street 27Th Floor, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Miami FL 10/2008 02/2021
Ubs Financial Services Inc. Miami FL 02/2021 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-02
S63 Uniform Securities Agent State Law Examination 2009-02-27
  • S66 Uniform Combined State Law Examination
    2021-07-02
  • S63 Uniform Securities Agent State Law Examination
    2009-02-27
Other Names
  • Karina Vaz
  • Karina Souza Vaz
  • Karina Vaz Ivkovic
  • Karina Vaz Ivkovic

View on SEC IAPD

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