Brian Edward Noe

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 05/2022
  Lincoln Financial Advisors
  Milford, CT
• 05/2022 → 08/2023
  Sagepoint Financial, Inc.
  Milford, CT
• 09/2023 → Present
  Osaic Wealth, Inc.
  Milford, CT

Previous Registrations

• 2022-05-06 → 2023-09-01
  Osaic Services, Inc.
  Milford, CT
  Scottsdale, AZ
  Milford, CT
• 2015-04-27 → 2022-05-06
  Osaic Fa, Inc.
  Hartford, CT
  Milford, CT
• 2008-10-23 → 2015-05-15
  Park Avenue Securities Llc
  Farmington, CT
  Farmington, CT
  Farmington, CT
  Farmington, CT

Other Businesses

1) BRIAN NOE AND SHELBY DOCKER POSITION: Authors NATURE: My wife Shelby and I wrote a book "Hammonasset Beach State Park". INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/18/2015 ADDRESS: 32 Milesfield Avenue, Milford CT 06460 DESCRIPTION: The book is written and in publication. We seldom promote the book and if we do, it is usually at a bookstore or Hammonasset Beach State Park Nature Center. 2) BRAYSHAW FINANCIAL GROUP, LLC FIXED BUSINESS POSITION: Insurance Agent NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/02/2025 ADDRESS: 32 Milesfield Avenue, Milford CT 06460, United States DESCRIPTION: Variable and Fixed Annuities, Variable and Fixed Life Insurance 3) BRAYSHAW FINANCIAL GROUP, LLC DBA POSITION: Private Wealth Advisor NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 01/02/2025 ADDRESS: 32 Milesfield Avenue, Milford CT 06460, United States DESCRIPTION: Financial planning, securities, commodities, insurance, or real estate, including being associated with a broker/dealer, issuer or investment adviser.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-08-12
• S63 Uniform Securities Agent State Law Examination
  2008-07-24