Timothy Carl Vandenboom

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2020-01-14

WI RA
APPROVED

Since 2020-01-14

Branch Locations

707 Cobblestone Lane, Kimberly, WI 54136 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Us Department Of Labor - Wage And Hour Division	Milwaukee	WI	09/2011	11/2020
Lpl Financial Llc	Kimberly	WI	06/2019	Present

09/2011 → 11/2020

Us Department Of Labor - Wage And Hour Division

Milwaukee, WI
06/2019 → Present

Lpl Financial Llc

Kimberly, WI

Other Businesses

1)11/27/19- Real Estate Rental- owner- Inv. Related- Madison, Wi- 5hrs/mth 2)09/08/2022 - Vanden Boom Verstegen Wealth Management - Investment Related - DBA for LPL Business (entity for LPL business) - Start Date - 12/18/2019 - 160 Hours Per Month/140 Hours During Securities Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-01-13

S66 Uniform Combined State Law Examination

2020-01-13

Other Names

Timothy Carl Vanderboom

View on SEC IAPD