Richard Wayne Rogers

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-01-26
CO	RA	APPROVED	2024-01-26
FL	RA	APPROVED	2024-01-26
HI	RA	APPROVED	2024-01-26
KY	RA	APPROVED	2024-01-26
ID	RA	APPROVED	2023-09-01
TX	RA	APPROVED	2023-09-01

CA RA
APPROVED

Since 2024-01-26
CO RA
APPROVED

Since 2024-01-26
FL RA
APPROVED

Since 2024-01-26
HI RA
APPROVED

Since 2024-01-26
KY RA
APPROVED

Since 2024-01-26
ID RA
APPROVED

Since 2023-09-01
TX RA
APPROVED

Since 2023-09-01

Branch Locations

Hideaway, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self Employed	Gilroy	CA	06/2002	Present
Questar Capital Corporation	Minneapolis	MN	07/2012	11/2016
Questar Asset Management	Minneapolis	MN	07/2012	11/2016
Sagepoint Financial, Inc.	Richardson	TX	11/2016	09/2023
Osaic Wealth, Inc.	Hideaway	TX	09/2023	Present

06/2002 → Present

Self Employed

Gilroy, CA
07/2012 → 11/2016

Questar Capital Corporation

Minneapolis, MN
07/2012 → 11/2016

Questar Asset Management

Minneapolis, MN
11/2016 → 09/2023

Sagepoint Financial, Inc.

Richardson, TX
09/2023 → Present

Osaic Wealth, Inc.

Hideaway, TX

Previous Registrations

2016-11-10 → 2023-09-01

Osaic Services, Inc.

Allen, TX

Richardson, TX

Houston, TX

Hideaway, TX
2012-11-20 → 2016-12-06

Questar Asset Management, Inc.

Minneapolis, MN

Richardson, TX

Other Businesses

1) Insurance: Camper Rogers Capital Advisors LLC 1129 fairway dr W, Hideaway TX 75771 Insurance agent offering life insurance and advice to clients 11/1/1994 to present; 5 hours monthly during market hours 2) RICHARD WAYNE ROGERS POSITION: Owner NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 02/01/2005 ADDRESS: 1129 Fairway Drive West, Hideaway TX 75771, United States; DESCRIPTION: Life and EIA insurance sales and service 3) RICHARD WAYNE ROGERS POSITION: Minister NATURE: Religious Ministry. Preaching and Teaching. Ordained and licensed Baptist Minister. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 2 START DATE: 05/01/1995 ADDRESS: 1129 Fairway Drive West, Hideaway TX 75771, United States; DESCRIPTION: Preacing and Teaching biblical principles as an ordained minister in chruch and other religeous non-profit settings.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-11-19
S63	Uniform Securities Agent State Law Examination	2012-10-17

S65 Uniform Investment Adviser Law Examination

2012-11-19
S63 Uniform Securities Agent State Law Examination

2012-10-17

Other Names

Wayne Rogers

View on SEC IAPD