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Steven Craig Davis

LPl Financial LLC

La Grange, IL

CRD 5566077

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-03-02
TX RA APPROVED 2023-03-02
  • IL RA
    APPROVED
    Since 2023-03-02
  • TX RA
    APPROVED
    Since 2023-03-02

Branch Locations

La Grange, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Arlington Heights IL 02/2011 01/2023
Lpl Financial Llc La Grange IL 03/2023 Present
Previous Registrations
  • 2009-12-21 → 2023-03-06
    Edward Jones
    St Louis, MO
    St. Louis, MO
    Arlington Heights, IL
Other Businesses

1) 01/13/2023 - Madison & Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-18
  • S66 Uniform Combined State Law Examination
    2009-12-18
Designations
  • Certified Financial Planner
Other Names
  • Steve Davis

View on SEC IAPD

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