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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2015-03-10
TX RA APPROVED 2015-03-10
  • MD RA
    APPROVED
    Since 2015-03-10
  • TX RA
    APPROVED
    Since 2015-03-10

Branch Locations

30 Goldsborough Street Suite 200, Easton, MD 21601-3120 • United States

Easton, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Easton MD 03/2015 Present
Previous Registrations
  • 2012-11-27 → 2015-03-06
    Mfp Strategies
    Bethlehem, PA
  • 2009-10-22 → 2012-11-27
    Lutherville, MD
Other Businesses

(1) RENTAL PROPERTY; ADDRESS: 11801 ROCKVILLE PIKE, UNIT 1610 NORTH BETHESDA, MD 20852; BUSINESS DESCRIPTION: RENTAL PROPERTY; NOT INVESTMENT RELATED; START DATE: 02/28/2018; CAPACITY: OWNER-PASSIVE; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: NONE; HOURS DEVOTED (2)Name of Business: AMG Properties, LLC Business Description: LLC designed to hold existing rental property. Business is investment-related: (yes or no) Address: 8531 Doncaster RD Easton, MD 21601 Capacity: Owner - Passive Start Date: 01/01/19 Duties: Collecting rent Responding to fixing items when requested by tenant. Hours devoted per month: 0 Hours devoted during securities hours per month: 0 (3) Address - 200 South Cross Street, P.O. Box 524 Chestertown, MD 21620 Business Description - Our Vision: An informed and inspired community that acts to restore and preserve the Chesapeake Bay. Business is not investment related Projected Start Date: 03/01/20 Capacity: Board of Directors Duties Performed: Less than one hour per week. Hours Devoted to this OBA Per Month: 0 Hours Devoted to this OBA during business hours: 0 (4) NAME: UM Shore Regional Health Non-Investment related ADDRESS: 219 S Washington Street Easton, MD 21601 Nature of OBA: Hospital Position/Title/Relationship: Committee/Council Member (not associated with the Board of Directors) Start Date: 07/01/22 Time Devoted: 15 Minutes Per Week; 0 hours during securities trading time Duties: Participate in one Call/WebEx per month with other members of the Finance Committee. (5) NAME OF ENTITY: Mid-Shore Community Foundation ADDRESS: 102 East Dover Street Easton, MD 21601 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Nonprofit organization focused on helping local community CAPACITY: Board of Directors START DATE: 07/01/22 DUTIES: Meet with other organization Directors and Investment Committee members throughout the year to help provide insights and input on helping our local community. HOURS DEVOTED PER MONTH: 0.25 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (6) NAME OF ENTITY: University Of Maryland Shore Regional Health, Inc. ADDRESS: Remote INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE:01/09/2025 CAPACITY: Board of Directors DUTIES: Board of Directors - Chair of Finance Committee HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-16
  • S66 Uniform Combined State Law Examination
    2009-10-16
Designations

View on SEC IAPD

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