Best Investors Account Sign in

Edward Francis Bacher

LPl Financial LLC

Westerville, OH

CRD 5565922

Claim This Profile
Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-04-08
  • OH RA
    APPROVED
    Since 2022-04-08

Branch Locations

Westerville, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Columbus OH 09/2014 04/2022
Lpl Financial Llc Cincinnati OH 04/2022 Present
  • 09/2014 → 04/2022
    Voya Financial Advisors
    Columbus, OH
  • 04/2022 → Present
    Cincinnati, OH
Previous Registrations
  • 2011-01-03 → 2022-04-07
    Columbus, OH
    Estero, FL
  • 2009-06-16 → 2011-01-03
    Voya Financial Partners, Llc
    Columbus, OH
Other Businesses

1)03/04/2022 - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 03/2022 - 1 Hr/Mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-22
  • S66 Uniform Combined State Law Examination
    2009-05-22
Designations
  • Certified Financial Planner
Other Names
  • Edward Francis Bacher

View on SEC IAPD

More in Westerville, OH

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor