Daniel P Rooner

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-03-16
MD	RA	APPROVED	2008-11-05

TX RA
APPROVED_RES

Since 2026-03-16
MD RA
APPROVED

Since 2008-11-05

Branch Locations

6200 Old Dobbin Lane Suite 100, Columbia, MD 21045 • United States

Columbia, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors Llc	New York	NY	07/2008	06/2020
Equitable Advisors, Llc	New York	NY	07/2008	Present

07/2008 → 06/2020

Axa Advisors Llc

New York, NY
07/2008 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

daniel.rooner@tfgrouppwm.com. To conduct Equitable business as part of my producer group.Used to conduct Equitable business. Not a domain address for an approved Equitable/Emerald address.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-11-04

S66 Uniform Combined State Law Examination

2008-11-04

View on SEC IAPD

Current Employers

Equitable Advisors, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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